Stocks, Bonds, Mutual Funds, or Other Securities

Stocks, Bonds, Mutual Funds, or Other Securities

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Securities Fraud
The Securities and Exchange Commission (SEC) fields complaints and questions concerning:
  • Investments
  • Investment accounts
     
  • Financial professionals
File a Complaint with the SEC
File a Complaint with the SEC

 

For questions, call the SEC’s Office of Investor Education and Advocacy at 1-800-732-0330 or visit Investor.gov.
 
What Happens Next?
  • The SEC provides general responses for some types of complaints.
     
  • Questions generally receive more detailed responses.
     
  • You may not receive a follow up response from the SEC, depending on the nature of your complaint.

Helpful Resources

Investor.gov

Protect Your Money:  Check out Brokers and Investment Advisers

Seniors Protect Yourself Against Investment Fraud

Related Topics

Identity Theft 

Commodity Futures & Derivatives Fraud

Financial Service Providers - Credit Card, Bank, Loan Issues

 

 

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