Antitrust Case Filings
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View the list of NAICS and SIC industry codes used by the Division. To view all industry codes, visit Census.gov.
8 Results
U.S. v. PHSG Holdings, Inc.
Case Open Date:
Case Type:
Criminal
Federal Court:
California, Northern District
Industry Code:
Security Brokers and Dealers
Case Document:
Information
U.S. v. Alex Brown & Sons (NASDAQ Market Makers)
Case Open Date:
Case Type:
Civil Non Merger
Federal Court:
New York, Southern District
Industry Code:
Security Brokers and Dealers
U.S. and Alex Brown & Sons, Inc., et al. v. Donald Bleznak, et al.
Case Open Date:
Case Type:
Civil Non Merger
Federal Court:
New York, Southern District
Industry Code:
Security Brokers and Dealers
Case Documents:
Appellate Briefs - DOJ / ATR,
Court Opinions
U.S. v. Municipal Government Investment Associates, Inc.
Case Open Date:
Case Type:
Criminal
Federal Court:
California, Northern District
Industry Code:
Security Brokers and Dealers
Case Document:
Information
U.S. v. Steinhardt Management Co., Inc. and Caxton Corp.
Case Open Date:
Case Type:
Civil Non Merger
Federal Court:
New York, Southern District
Industry Code:
Investment Banking and Securities Dealing,
Security Brokers and Dealers
U.S. v. Salomon Brothers Inc.
Case Open Date:
Case Type:
Civil Non Merger
Federal Court:
New York, Southern District
Industry Code:
Security Brokers and Dealers
U.S. v. Chicago Board Options Exchange, Inc.
Case Open Date:
Case Type:
Civil Non Merger
Federal Court:
Illinois, Northern District
Industry Code:
Security Brokers and Dealers
Case Document:
Complaint
U.S. v. The National Association of Securities Dealers Inc., et al.
Case Open Date:
Case Type:
Civil Non Merger
Federal Court:
District of Columbia, District of
Industry Code:
Security Brokers and Dealers
Case Document:
Complaint