|9-64.111||Counterfeiting—18 U.S.C. § 489—Prosecution Policy|
|9-64.133||Prosecution Policy—18 U.S.C. § 495 or § 510|
|9-64.134||Prosecution Policy—Interspousal Forgery of Government Checks|
|9-64.400||False Identification—18 U.S.C. § 1028|
9-64.111 - Counterfeiting—18 U.S.C. § 489—Prosecution Policy
Sections 489 and 475 of Title 18 are in essence copyright statutes. However, in the past the Department has sought to limit their application—to avoid a multitude of prosecutions for trivial violations. Prosecution under 18 U.S.C. § 489 has been limited to those instances in which the token or device in question has some potential for being mistaken for a genuine coin by the ignorant or unwary. In this regard, the Department and Secret Service have agreed that no prosecution should be undertaken under 18 U.S.C. § 489 for a token or device which is more than twice the size of a silver dollar or less than half the size of a dime. In gauging whether a token or device which is more than half the size of a dime but less than the size of a silver dollar is appropriate for prosecution, the additional factors of color and design should be closely scrutinized. The Fraud Section of the Criminal Division is available for consultation on all issues pertaining to the utilization of these statutes.
The following sections of the Criminal Resource Manual contain additional information related to counterfeiting prosecutions under 18 U.S.C. § 478 or 18 U.S.C. § 489:
|Counterfeiting—18 U.S.C. § 489||Criminal Resource Manual at 1460|
|Counterfeit Foreign Obligations or Securities—18 U.S.C. § 478||Criminal Resource Manual at 1461|
9-64.133 - Prosecution Policy—18 U.S.C. § 495 or § 510
Since the enactment of 18 U.S.C. § 510, it has been the position of the Criminal Division that 18 U.S.C. § 510 merely supplements 18 U.S.C. § 495 and that it was neither drafted by the Department nor enacted by the Congress for the purpose of repealing 18 U.S.C. § 495. As a result, in cases in which criminal activities have fallen under the proscription of 18 U.S.C. §§ 495 and 510, the Criminal Division has advised that the case may be prosecuted under either statute.
Prosecutive decisions should be made on a case-by-case basis in accordance with the requirements of the particular case and Department policy. Thus, for example, a forgery of a Treasury check with a face value under $500, while prosecutable as a misdemeanor under 18 U.S.C. § 510(c), could nevertheless be prosecuted as a felony under 18 U.S.C. § 495 if the defendant is a repeat offender or involved in ring activity. A case involving the forgery of several instruments exceeding $500 in aggregate value could be brought under the misdemeanor provision of 18 U.S.C. § 510(c) if the facts warrant (by not including all the instruments in the charge), or if brought under 18 U.S.C. § 495 or § 510(a), could be plea negotiated to a misdemeanor under 18 U.S.C. § 510(c). As a general rule, however, when the choice is between charging under the felony provisions of either 18 U.S.C. § 495 or § 510, the Criminal Division prefers charging under 18 U.S.C. § 510 because of the greater penalties available for violations of that section.
The primary thrust of the Department's enforcement program under 18 U.S.C. §§ 495 and 510 is aimed at the organized rings of check forgers and the professional forger who engages in multiple and repeated violations. Efforts should be made to obtain state or local prosecution of persons who engage in a relatively small number of forgeries and who have no prior history of this type of criminal conduct. The Fraud Section, Criminal Division, has supervisory authority over these statutes.
For additional information relating to prosecutions under 18 U.S.C. § 495 and 18 U.S.C. § 510, see the following sections of the Criminal Resource Manual:
|Forged Endorsements Charged Under 18 U.S.C. §§ 495 or 510||Criminal Resource Manual at 1462|
|Elements of Offenses#151;18 U.S.C. § 495||Criminal Resource Manual at 1463|
|Sections 495 and 510 Distinguished||Criminal Resource Manual at 1464|
9-64.134 - Prosecution Policy—Interspousal Forgery of Government Checks
It is the general policy of the Department not to prosecute for the interspousal forgery of government checks, because this type of forgery usually emanates from a domestic dispute and is better resolved through either state prosecution or civil litigation. An exception to the general rule against federal prosecution exists where there is independent evidence of intent to defraud, e.g., a court order prohibiting negotiation of a Treasury check, or where there are aggravating circumstances present.
9-64.200 - Postal Offenses
The Gang Unit (GU) has supervisory authority over violations of 18 U.S.C. § 2114 and § 1715 and, when the nonmailable article is an explosive or is intended to cause violent injury to a person or property, § 1716.
See the following sections of the Criminal Resource Manual for a discussion of the law relating to various postal violations:
|Postal Money Orders—18 U.S.C. § 500||Criminal Resource Manual at 1465|
|Robbery or Theft of Mail, Money or Property of the United States—18 U.S.C. § 2114||Criminal Resource Manual at 1466|
|Use of Magistrate to Reduce Postal Violation Caseload||Criminal Resource Manual at 1467|
|Misdemeanor for Postal Crimes||Criminal Resource Manual at 1468|
9-64.300 - False Personation
Title 18 U.S.C. § 912 prohibits false personation of officers or employees of the United States. The Fraud Section of the Criminal Division has supervisory authority this statute.
For more information on prosecutions relating to False Personation, see the following sections of the Criminal Resource Manual:
|False Personation—Purpose of the Statute||Criminal Resource Manual at 1469|
|False Personation—Elements of the Offenses||Criminal Resource Manual at 1470|
|False Personation—Methods of Proof||Criminal Resource Manual at 1471|
|Definition—"Falsely"||Criminal Resource Manual at 1472|
|Element Issue—18 U.S.C. § 912—Intent to Defraud||Criminal Resource Manual at 1473|
|Element of 18 U.S.C. § 912—"Acts as Such"||Criminal Resource Manual at 1474|
|Element of 18 U.S.C. § 912—"Acts as Such"||Criminal Resource Manual at 1474|
|Element of 18 U.S.C. § 912—Demanding or Obtaining a Thing of Value||Criminal Resource Manual at 1475|
|Element Issue—18 U.S.C. § 912—"Acting Under Authority"||Criminal Resource Manual at 1476|
|Criminal Division Recommendation—18 U.S.C. § 912||Criminal Resource Manual at 1477|
9-64.400 - False Identification—18 U.S.C. § 1028
The False Identification Crime Control Act of 1982 created 18 U.S.C. § 1028 (Fraud and Related Activity in Connection with Identification Documents) and 18 U.S.C. § 1738 (Mailing Private Identification Documents without a Disclaimer).
Sections 1028 and 1738 of Title 18 do not specifically assign investigative responsibility guidelines for the federal investigative agencies. Primary investigative authority for state and foreign government identification documents is assigned to the Secret Service. In regard to 18 U.S.C. § 1738, the Postal Inspection Service has investigative responsibility when the private identification document was transported through the United States mails; otherwise the FBI has investigative jurisdiction over 18 U.S.C. § 1738 violations. The Fraud Section of the Criminal Division has supervisory authority over cases involving prosecutions under sections 1028 and 1738.
See the following sections of the Criminal Resource Manual for additional information related to prosecutions involving False Identification:
|False Identification—Overview||Criminal Resource Manual at 1501|
|Prosecuting Violations||Criminal Resource Manual at 1502|
|Identification Documents||Criminal Resource Manual at 1503|
|Purpose of 18 U.S.C. § 1028||Criminal Resource Manual at 1504|
|Covered Instruments||Criminal Resource Manual at 1505|
|Governmental Issuers||Criminal Resource Manual at 1506|
|Types of Identification Documents||Criminal Resource Manual at 1507|
|Specifically Mentioned Identification Documents||Criminal Resource Manual at 1508|
|Operative Terms||Criminal Resource Manual at 1509|
|Culpable States of Mind||Criminal Resource Manual at 1510|
|Critical Nonjurisdictional Terms||Criminal Resource Manual at 1511|
|Prohibited Acts||Criminal Resource Manual at 1512|
|Federal Jurisdiction||Criminal Resource Manual at 1513|
|United States Identification Document||Criminal Resource Manual at 1514|
|United States Document-Making Implement||Criminal Resource Manual at 1515|
|Possession With the Intent to Defraud||Criminal Resource Manual at 1516|
|Is In or Affects Interstate or Foreign Commerce||Criminal Resource Manual at 1517|
|Transported in the Mail||Criminal Resource Manual at 1518|
|New Offense—Related to Unlawful Interception of Communications Under 18 U.S.C. § 2516||Criminal Resource Manual at 1519|
|Penalties||Criminal Resource Manual at 1520|
|Venue||Criminal Resource Manual at 1521|
|Unit of Prosecution—Selection of Counts||Criminal Resource Manual at 1522|
|Exceptions for Law Enforcement Activities||Criminal Resource Manual at 1523|
|False Identification—Immigration Matters—18 U.S.C. § 1541-1546||Criminal Resource Manual at 1524|
|Protection Of The President, Etc.— Relevant Statutes||Criminal Resource Manual at 1525|
[updated October 2016]